-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QLca91dHsidwDyV/rpSGAzYmPuwziCptUIaieOErzkgnuuNTau/pFdlsfP+l2QmP lkB6VinRnyp0iFcHGGd8Lw== 0001100195-06-000005.txt : 20060308 0001100195-06-000005.hdr.sgml : 20060308 20060307200031 ACCESSION NUMBER: 0001100195-06-000005 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060308 DATE AS OF CHANGE: 20060307 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-44619 FILM NUMBER: 06671372 BUSINESS ADDRESS: STREET 1: 500 TOWN CENTER DRIVE STREET 2: SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126-2716 BUSINESS PHONE: 313-336-3000 MAIL ADDRESS: STREET 1: 500 TOWN CENTER DRIVE STREET 2: SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126-2716 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FERROTEC CORP CENTRAL INDEX KEY: 0001100195 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: SUMITOMO BUILDING #6 5-24-8 HIGASHI UENO STREET 2: TAITO-KU CITY: TOKYO STATE: M0 ZIP: 110-0015 BUSINESS PHONE: 0110338451032 MAIL ADDRESS: STREET 1: SUMITOMO BUILDING #6 5-24-8 HIGASHI UENO STREET 2: TAITO-KU CITY: TOKYO STATE: M0 ZIP: 110-0015 SC 13G 1 ferrotec13g.txt OMB APPROVAL OMB Number: 3235-0145 UNITED STATES Expires: December 31, 2005 SECURITIES AND EXCHANGE COMMISSION Estimated average burden Washington, D.C. 20549 hours per response 11 SCHEDULE13G Under the Securities Exchange Act of 1934 (Amendment No. ______) Amerigon Inc. (Name of Issuer) common stock (Title of Class of Securities) 03070L300 (CUSIP Number) 903129 (CIK Number) August 30, 2004 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: __ Rule 13d- I (b) _x_ Rule 13d- I (c) __Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Persons who respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid OMB control number. CUSIP No . .... 03070L300 ............... 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Ferrotec, CIK# 1100195 C 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ................. (b) 4. Citizenship or Place of Organization . Japan Number of 5. Sole Voting Power 1,200,000 Shares Beneficially by 6.Shared Voting Power 0 Owned by Each Reporting 7. Sole Dispositive Power 1,200,000 Person With: 8. Shared Dispositive Power 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,200,000 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9) 6.3% 12. Type of Reporting Person (See Instructions) CO Disclosure of the information specified in this schedule is mandatory, except for I.R.S. identification numbers, disclosure of which is voluntary. The information will be used for the primary purpose of determining and disclosing the holdings of certain beneficial owners of certain equity securities. This statement will be made a matter of public record. Therefore, any information given will be available for inspection by any member of the public. Because of the public nature of the information, the Commission can use it for a variety of purposes, including referral to other governmental authorities or securities self-regulatory organizations for investigatory purposes or in connection with litigation involving the Federal securities laws or other civil, criminal or regulatory statutes or provisions. I.R.S. identification numbers, if furnished, will assist the Commission in identifying security holders and, therefore, in promptly processing statements of beneficial ownership of securities. Failure to disclose the information requested by this schedule, except for I.R.S. identification numbers, may result in civil or criminal action against the persons involved for violation of the Federal securities laws and rules promulgated thereunder. GENERAL INSTRUCTIONS A. Statements filed pursuant to Rule 13d-1 (b) containing the information required by this schedule shall be filed not later than February 14 following the calendar year covered by the statement or within the time specified in Rules 13d-1(b)(2) and 13d-2(c). Statements filed pursuant to Rule 13d-1 (c) shall be filed within the time specified in Rules 13d-1 (c), 13d-2(b) and 13d-2(d). Statements filed pursuant to Rule 13d-1 (d) shall be filed not later than February 14 following the calendar year covered by the statement pursuant to Rules 13d- I (d) and 13d-2(b). B. Information contained in a form which is required to be filed by rules under section 13(f) (15 U.S.C. 78m(f)) for the same calendar year as that covered by a statement on this schedule may be incorporated by reference in response to any of the items of this schedule, If such information is incorporated by reference in this schedule, copies of the relevant pages of such form shall be filed as an exhibit to this schedule. C. The item numbers and captions of the items shall be included but the text of the items is to be omitted. The answers to the items shall be so prepared as to indicate clearly the coverage of the items without referring to the text of the items. Answer every item. If an item is inapplicable or the answer is in the negative, so state. Item 1 . (a) Name of Issuer: Amerigon, Inc. (b) Address of Issuer's Principal Executive Offices 500 Town Center Drive, Suit 200 Dearborn, MI 48126 Item 2. (a) Name of Person Filing Ferrotec Corporation (b) Address of Principal Business Office or, if none, Residence 1-4-14 Kyobashi, Chuo-Ku Tokyo 104-0031 Japan (c) Citizenship Japan (d) Title of Class of Securities: common stock (c) CUSIP Number 03070L300 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is 2: (a) ___ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) ___ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) ___ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) ___ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) ___ An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) ___ An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) ___ A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) ___ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) ___ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) ___ Group, in accordance with 240.13d-1(b)(1)(ii)(J). Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 1,200,000 (b) Percent of class: 6.3%. (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 1,200,000 (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 1,200,000 (iv) Shared power to dispose or to direct the disposition of 0 Instruction. For computations regarding securities which represent a right to acquire an underlying security see 240.13d-3(d)(1). Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following 13. Instruction: Dissolution of a group requires a response to this item. Item 6. Ownership of More than Five Percent on Behalf of Another Person. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company If a parent holding company has filed this schedule, pursuant to Rule 13d-1 (b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. Item 8. Identification and Classification of Members of the Group If a group has filed this schedule pursuant to 240.13d-1(b)(1)(ii)(J), so indicate under Item 30) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to 240.13d-1(c) or 240.13d-1(d), attach an exhibit stating the identity of each member of the group. Item 9. Notice of Dissolution of Group Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and we not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. (b) The following certification shall be included if the statement is riled pursuant to 240.13d- I (c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. April 27, 2005 Date Signature Akira Yamamura Akira Yamamura / President Name/Title The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on rile with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See 240.13d-7 for other parties for whom copies are to be sent. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See IS U.S.C. 1001) Page 6 of 6 pages -----END PRIVACY-ENHANCED MESSAGE-----